Securities Litigation

Extensive experience to achieve the best outcome for you.

Securities Litigation

Our team has extensive experience representing broker-dealers, registered representatives, investment advisers, and financial planners in complex civil litigation in both state and federal courts.  We also arbitrate claims before FINRA and other self-regulatory organizations, and have represented clients in arbitration proceedings throughout the country.  The firm handles claims of securities fraud, unsuitability, misrepresentation and omissions, and various other sales practice violations.

 

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